Frequently asked questions

Yes. Retirement planning is a core focus of our practice. We help clients nationwide — rooted in Southeast Missouri — with Traditional and Roth IRAs, annuities, business retirement plans, and managed accounts through LPL Financial. With over 70 years of combined experience, our advisors build personalized strategies designed around your goals and timeline.

We offer full-service investing and planning: stocks, ETFs, mutual funds, taxable and tax-free bonds, CDs, and money market accounts; Traditional/Roth IRAs, annuities, and business retirement plans; college 529s, custodial, trust, and transfer-on-death accounts; plus estate planning and life and long-term care insurance planning. Managed account options are available through LPL Financial.

Yes. We are a locally owned and operated independent financial advisory firm based in Poplar Bluff, Missouri. Securities and advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC. Being independent means our guidance is centered on what fits each client — delivered in a friendly, professional, and confidential environment.

When acting as your investment advisor representative, we are held to a fiduciary standard — meaning we are legally and ethically required to act in your best interest. Our recommendations are based on what fits your situation and goals, not on commissions or product incentives. We think that's the only way to do this work.

It depends on the account type and services involved. Advisory accounts are typically charged a percentage of assets under management. Some products — like certain insurance and annuity solutions — involve commissions. We explain all costs up front, in plain language, before anything is signed. If you ever have questions about fees, just ask.

A conversation, not a sales call. We'll ask about your goals, your current financial picture, and what's been on your mind — and you'll have plenty of time to ask us anything too. There's no obligation and no pressure. Most people leave with a clearer sense of where they stand and what steps, if any, might make sense for them. Call 573-785-4174 or visit our contact page to schedule a time.

Existing clients can view balances, statements, and holdings anytime through the secure Account View portal. Use the Client Login button at the top of any page, or call us at 573-785-4174 if you need help getting set up.

No. We work with individuals and families at many stages — from opening a first IRA or college 529 account to managing a complete retirement and estate strategy. The best first step is a no-pressure conversation about your goals.

Our office is open Monday through Thursday, 8:00am to 5:00pm, and Friday 8:00am to 4:00pm. We are closed on weekends. We're located at 2102 Shelby Rd. Suite 1, Poplar Bluff, MO 63901. (Hours are listed for convenience — please call ahead to confirm.)